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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-05-13 |
Branch Locations
4292 Highway 112, Forest Hill, LA 71430 • United States
1412 Centre Ct Ste 301, Alexandria, LA 71301 • United States
600 Jackson St, Alexandria, LA 71301 • United States
4425 Monroe Hwy, Ball, LA 71405 • United States
3120 Hwy 28 East, Pineville, LA 71360 • United States
1210 Wall Street, Lecompte, LA 71346 • United States
3422 North Blvd, Alexandria, LA 71301 • United States
5631 Coliseum Blvd, Alexandria, LA 71303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red River Bank | Alexandria | LA | 10/2003 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 09/2007 | 05/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2014 | 05/2020 |
| Lpl Financial Llc | Alexandria | LA | 05/2020 | Present |
1. 5/13/2020 - Red River Investments Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/13/2020 - Red River Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Senior Compliance Executive - Start Date: 5/14/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 95%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-05-13 |
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