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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-12-27
  • NC RA
    APPROVED
    Since 2016-12-27

Branch Locations

1415 Vantage Park Drvie, Charlotte, NC 28203 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Charlotte NC 02/2014 10/2021
Wells Fargo Funds Management, Llc Charlotte NC 02/2014 10/2021
Allspring Funds Management, Llc Charlotte NC 11/2021 Present
Allspring Funds Distributor, Llc Charlotte NC 11/2021 Present
Allspring Global Investment Holdings Llc Charlotte NC 01/2026 Present
  • 02/2014 → 10/2021
    Wells Fargo Funds Distributor, Llc
    Charlotte, NC
  • 02/2014 → 10/2021
    Wells Fargo Funds Management, Llc
    Charlotte, NC
  • 11/2021 → Present
    Charlotte, NC
  • 11/2021 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
  • 01/2026 → Present
    Allspring Global Investment Holdings Llc
    Charlotte, NC
Previous Registrations
Other Businesses

Start date of new OBA: 12/22/2025 Name of OBA: Outlier AI Address of OBA: https://outlier.ai/ Nature of business/position: Outlier, a platform owned and operated by Scale AI, is looking for English speakers to contribute their expertise toward training and refining cutting-edge AI systems. Adopt a "user mindset" to produce natural data to meet the realistic needs you have or would use AI for. Evaluate AI outputs by reviewing and ranking responses from large language models. This is a freelance position that is paid on a per-hour basis. Number of hours per quarter: 20 During business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-24
  • S66 Uniform Combined State Law Examination
    2004-06-24

View on SEC IAPD

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