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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-10-07 |
Branch Locations
3901 Westerre Pkwy Ste 300, Richmond, VA 23233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Richmond | VA | 08/2013 | 08/2025 |
| Northwestern Mutual Investment Services, Llc | Richmond | VA | 09/2025 | Present |
| Jarrod C Markley | Richmond | VA | 09/2025 | Present |
| Rainer M Schlichtherle | Richmond | VA | 09/2025 | Present |
| Dingman Financial Services, Llc | Midlothian | VA | 07/2012 | 08/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-27 |
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