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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-10-07
  • VA RA
    APPROVED
    Since 2025-10-07

Branch Locations

3901 Westerre Pkwy Ste 300, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Richmond VA 08/2013 08/2025
Northwestern Mutual Investment Services, Llc Richmond VA 09/2025 Present
Jarrod C Markley Richmond VA 09/2025 Present
Rainer M Schlichtherle Richmond VA 09/2025 Present
Dingman Financial Services, Llc Midlothian VA 07/2012 08/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2025 Present
  • 08/2013 → 08/2025
    Lpl Financial
    Richmond, VA
  • 09/2025 → Present
    Richmond, VA
  • 09/2025 → Present
    Jarrod C Markley
    Richmond, VA
  • 09/2025 → Present
    Rainer M Schlichtherle
    Richmond, VA
  • 07/2012 → 08/2025
    Dingman Financial Services, Llc
    Midlothian, VA
  • 11/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-16
S63 Uniform Securities Agent State Law Examination 2005-09-27
  • S65 Uniform Investment Adviser Law Examination
    2021-06-16
  • S63 Uniform Securities Agent State Law Examination
    2005-09-27

View on SEC IAPD

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