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Current Employers
William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-12
IL RA APPROVED 2017-05-24
  • NY RA
    APPROVED
    Since 2021-05-12
  • IL RA
    APPROVED
    Since 2017-05-24

Branch Locations

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

1166 Avenue Of The Americas Floor 20, New York, NY 10036-2774 • United States

150 North Riverside Plaza, Chicago, IL 60606 • United States

Oakland, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New York NY 06/1999 05/2017
Bank Of America, Na New York NY 12/2009 05/2017
William Blair Chicago IL 05/2017 Present
  • 06/1999 → 05/2017
    Merrill Lynch
    New York, NY
  • 12/2009 → 05/2017
    Bank Of America, Na
    New York, NY
  • 05/2017 → Present
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-12
  • S66 Uniform Combined State Law Examination
    2000-12-12

View on SEC IAPD

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