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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-07-19 |
| CA | RA | APPROVED | 2023-07-19 |
| ID | RA | APPROVED | 2023-07-19 |
| MT | RA | APPROVED | 2023-07-19 |
| NV | RA | APPROVED | 2023-07-19 |
Branch Locations
6661 Front St, Forestville, CA 95436 • United States
1451 Main St, Saint Helena, CA 94574 • United States
6301 State Farm Dr, Rohnert Park, CA 94928 • United States
201 W. Napa St, Sonoma, CA 95476 • United States
450 Center, Healdsburg, CA 95448 • United States
15050 Olympic Dr, Clearlake, CA 95422 • United States
1317 Lincoln Ave Ste 530, Calistoga, CA 94515 • United States
2801 4Th St, Santa Rosa, CA 95405 • United States
401 Kenilworth Dr Ste 530, Petaluma, CA 94952 • United States
200 Coddingtown Mall, Santa Rosa, CA 95401 • United States
100 S. Main, Sebastopol, CA 95472 • United States
Santa Rosa, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | Santa Rosa | CA | 03/2000 | 07/2023 |
| Bancwest Investment Services Inc. | Santa Rosa | CA | 03/2000 | 07/2023 |
| Lpl Financial Llc | Walnut Creek | CA | 07/2023 | Present |
1) 04/21/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business) 2) 11/21/2024 - Non-Variable Insurance - Advisor of Record -Investment Related - At Reported Business Location(s) - Start Date 02/19/2021 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-18 |
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