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Wendy Kay Masen

Spc

Ann Arbor, MI

Troy, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-27
MI RA APPROVED 2009-11-23
  • TX RA
    APPROVED_RES
    Since 2022-10-27
  • MI RA
    APPROVED
    Since 2009-11-23

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

101 W. Big Beaver Suite 1432, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 05/2006 Present
  • 05/2006 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
Other Businesses

SELL VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-02
S63 Uniform Securities Agent State Law Examination 2004-08-21
  • S65 Uniform Investment Adviser Law Examination
    2014-07-02
  • S63 Uniform Securities Agent State Law Examination
    2004-08-21
Other Names
  • Wendy Kay Zaleski

View on SEC IAPD

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OSAIC ADVISORY SERVICES, LLC
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J.P. MORGAN SECURITIES LLC
SECURITY FINANCIAL ADVISORS,LLC

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JEFFREY STEPHEN SELF
DOUGLAS ALAN VANDERSTELT
MARCUS MAYURKANT TRIVEDI
JENNIFER A. WATSON
SCOTT ARTHUR HAYDEN
DENNIS JOHN CUNNINGHAM

Other Offices

SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI

More in Ann Arbor, MI

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