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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-01
TX RA APPROVED_RES 2024-05-03
MD RA APPROVED 2021-10-15
VA RA APPROVED 2020-02-07
  • NJ RA
    APPROVED
    Since 2025-08-01
  • TX RA
    APPROVED_RES
    Since 2024-05-03
  • MD RA
    APPROVED
    Since 2021-10-15
  • VA RA
    APPROVED
    Since 2020-02-07

Branch Locations

Alexandria, VA • United States

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Financial Manassas VA 02/2009 02/2020
Nationwide Securities, Llc Manassas VA 02/2009 02/2020
Lpl Financial, Llc Rockville MD 02/2020 Present
Previous Registrations
Other Businesses

1. 02/06/2020 - Started: 1/2018 - Real Estate Rental - Investment Related - 538 S Paca St in Baltimore, MD 21230 2. 02/06/2020 - Started: 1/2018 - Business Entity For Tax/Investment Purposes Only - El Paca LLC - Investment Related - 1233 N Courthouse Rd, Apt 107 Arlington VA 22201 3. 5/11/2020 - Potomac Financial Solutions LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/23/2020 - 1 Hour Per Month During Securities Trading. 4. 11/3/2021 - My Painter LLC - Not Investment Related - 2800 Dorr Ave, Suite H&I, Fairfax, VA 22031 - Other-Business owner - Started 02/06/2020 - 30 Hours Per Month/5 Hours During Securities Trading - Painting company. 5. 11/4/2021 - Bright Bins - Not Investment Related - 2800 Dorr Ave, Suite H&I, Fairfax, VA 22031 (The truck would go to customer sites.) - Other-Business Owner - Started 07/26/2020 - 20 Hours Per Month/5 Hours During Securities Trading - It is a company that will own commercial vehicles that will sign people up for their trash and recycling bins that are left for the trash company. 6. 08/09/2024 - Real Estate Rental - Investment related - Home Based/ Room - Start Date 08/01/2024 - 1 Hour Per Month/ 0 Hours During Trading 7. 05/06/2024 - Ryan Miller - Investment related - Real Estate Rental - ARLINGTON, VA - Start Date:6/2011 - 0 Hrs/Mth - 0 Hrs During Trading. 8. 09/16/2025- Ryan Miller- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/01/2009- 10 Hours Per Month- 8 Hours During Trading 9. 09/16/2025- Potomac Benefits- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 11/01/2010- 20 Hours Per Month- 15 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-19
S63 Uniform Securities Agent State Law Examination 2004-07-17
  • S65 Uniform Investment Adviser Law Examination
    2012-11-19
  • S63 Uniform Securities Agent State Law Examination
    2004-07-17

View on SEC IAPD

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