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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-03-18
  • NJ RA
    APPROVED
    Since 2019-03-18

Branch Locations

500 Ross Street, Pittsburgh, PA 15262 • United States

Harrison, NY • United States

240 Greenwich Street, New York, NY 10286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation New York NY 07/2015 Present
Newton New York NY 12/2022 Present
  • 07/2015 → Present
    Mbsc Securities Corporation
    New York, NY
  • 12/2022 → Present
    Newton
    New York, NY
Other Businesses

1. Employee of Newton - Discuss bank-managed collective investment trusts and/or institutional separately managed accounts managed by BNY Mellon IM Investment firms.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-20
S63 Uniform Securities Agent State Law Examination 2003-11-29
  • S66 Uniform Combined State Law Examination
    2017-10-20
  • S63 Uniform Securities Agent State Law Examination
    2003-11-29
Other Names
  • Chris Hazelton

View on SEC IAPD

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