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11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-12-03 |
Branch Locations
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
6165 Greenwich Drive Suite 340, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 11/2010 | 12/2018 |
| Independent Financial Partners | San Diego | CA | 11/2010 | 12/2018 |
| Onedigital Investment Advisors Llc | Overland Park | KS | 12/2018 | Present |
| Triad Advisors | Norcross | GA | 01/2019 | 08/2024 |
| Osaic Wealth, Inc. | San Diego | CA | 08/2024 | Present |
1) Fixed insurance-multiple carriers -investment related; 6165 Greenwich Drive, Suite 340, San Diego, CA 92122; 1/2019; 1 hrs/month; 1 hrs during trading; I provide retail client with access to fixed Insurance products when the need arises. This may include term, UL, or whole life insurance, disability or long-term care insurance, or fixed annuities through different carriers. 2) RENTAL PROPERTY POSITION: condo owner/landlord NATURE: Sole Prop. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 2524 Escala Cir, San Diego CA 92108 DESCRIPTION: Landlord 3) ONEDIGITAL INVESTMENT ADVISORS POSITION: Financial Consultant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2020 ADDRESS: 6165 Greenwich Dr. Suite 340, San Diego CA 92122, United States DESCRIPTION: Consulting on retirement plans as 3(21) and 3(38) Fiduciary. Also provide financial planning and wealth management services in an advisory capacity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-14 |
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