Patricia Spencer Arnold

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-01-30
CA	RA	APPROVED	2009-06-09

TX RA
APPROVED_RES

Since 2012-01-30
CA RA
APPROVED

Since 2009-06-09

Branch Locations

1300 W Main Street Ste A-1, Visalia, CA 93291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Visalia	CA	06/2009	Present

06/2009 → Present

Lpl Financial

Visalia, CA

Previous Registrations

2004-07-08 → 2009-06-16

Citigroup Global Markets Inc.

New York, NY

Visalia, CA

Visalia, CA

Other Businesses

(1) 05/02/13 - REAL ESTATE RENTAL - TWO PROPERTIES; RESIDENTIAL RENTALS - 1% OF TIME SPENT - TULARE & VISALIA, CA (2) 10/29/2025- SAGE Financial Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/01/2022- 160 Hours Per Month- 160 Hours During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-07-02
S65	Uniform Investment Adviser Law Examination	2004-07-02

S63 Uniform Securities Agent State Law Examination

2004-07-02
S65 Uniform Investment Adviser Law Examination

2004-07-02

View on SEC IAPD