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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-07
CA RA APPROVED 2003-04-09
  • TX RA
    APPROVED_RES
    Since 2009-01-07
  • CA RA
    APPROVED
    Since 2003-04-09

Branch Locations

4900 Hopyard Rd, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pleasanton CA 08/1999 Present
Bank Of America, N.A. Pleasanton CA 04/2019 Present
  • 08/1999 → Present
    Merrill Lynch
    Pleasanton, CA
  • 04/2019 → Present
    Bank Of America, N.A.
    Pleasanton, CA
Other Businesses

I*: 2981275 Entity Type: Not for Profit Name of OBA: Pleasanton North Rotary Address: Pleasanton, CA 94566 Investment Related: No Position, Title, Association: Chair person Employee Start Date: 10/10/2025 Number of Hours: 1.5 hrs wkly Number of Hours during trading: 1.5 hrs wkly Duties: Chair all youth related activities through the Rotary group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-04
  • S66 Uniform Combined State Law Examination
    2003-04-04
Other Names
  • Michelle Lenee Conroy

View on SEC IAPD

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