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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-03-31 |
| CA | RA | APPROVED | 2008-02-21 |
Branch Locations
1331 N California Blvd, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pleasanton | CA | 02/2008 | Present |
| Bank Of America, N.A. | Walnut Creek | CA | 06/2011 | Present |
I*467457 For profit or not for profit: Entity Charitable Name of outside business organization: Las Positas Community College Investment related: N Address of business: Livermore, California, 94551 Nature of business: ["School, College or University"] Position, title, association: ["Other"], Start date of relationship: 8/20/2014 Number of hours devoted: 48 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Teacher/Professor, Community College Teach an Introduction to Business Survey Course
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-18 |
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