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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| MI | RA | APPROVED | 2020-10-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 09/2011 | Present |
| Chemical Bank | Caro | MI | 09/2011 | Present |
| Cetera Investment Advisers Llc | Caro | MI | 10/2020 | Present |
BASKETBALL COACH AT KINGSTON COMMUNITY SCHOOLS; 10 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-14 |
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