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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-09-02 |
Branch Locations
495 Metro Place South Suite 160, Dublin, OH 43017 • United States
Powell, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co. | Dublin | OH | 05/2009 | 11/2017 |
| Mml Investors Services, Llc | Dublin | OH | 05/2009 | 11/2017 |
| Unemployed | Powell | OH | 11/2017 | 12/2017 |
| Penn Mutual Life Ins Co | Columbus | OH | 01/2018 | 09/2022 |
| Hornor Townsend & Kent Inc | Columbus | OH | 01/2018 | 09/2022 |
| Massmutual Life Insurance Co. | Dublin | OH | 09/2022 | Present |
| Mml Investors Services, Llc | Dublin | OH | 09/2022 | Present |
(1) Name: Robert M Fichter Inv Rel: Y Addr: At residential address Nature: Outside Insurance Position: Agent Start: 1/16/2018 No Hr/Mo: 10 No Hr/Mo Dur Trading: 8 Duties: Life, Disability, Long-term care & Fixed Annuities. (2) Name: Fichter Financial, LLC Inv Rel: Y Addr: At residential address Nature: LLC for Business Revenue Position: Owner Start Date: 08/17/2022 No. Hr/Mo: 0 No. Hr/Mo During Sec Trading: 0 Duties: LLC created for financial advisory practice. (3) NAME: LOOM CAPITAL, LLC INV REL: Y OR N ADD: 495 METRO PLACE SOUTH, STE 160, DUBLIN, OH 43017 NATURE: LLC FOR PASS THROUGH COMPENSATION POSITION: MEMBER START DATE: 11/18/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: ADMINISTRATIVE OVERSIGHT OF THE LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-17 |
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