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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-02
  • OH RA
    APPROVED
    Since 2022-09-02

Branch Locations

495 Metro Place South Suite 160, Dublin, OH 43017 • United States

Powell, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co. Dublin OH 05/2009 11/2017
Mml Investors Services, Llc Dublin OH 05/2009 11/2017
Unemployed Powell OH 11/2017 12/2017
Penn Mutual Life Ins Co Columbus OH 01/2018 09/2022
Hornor Townsend & Kent Inc Columbus OH 01/2018 09/2022
Massmutual Life Insurance Co. Dublin OH 09/2022 Present
Mml Investors Services, Llc Dublin OH 09/2022 Present
  • 05/2009 → 11/2017
    Massmutual Life Insurance Co.
    Dublin, OH
  • 05/2009 → 11/2017
    Dublin, OH
  • 11/2017 → 12/2017
    Unemployed
    Powell, OH
  • 01/2018 → 09/2022
    Penn Mutual Life Ins Co
    Columbus, OH
  • 01/2018 → 09/2022
    Hornor Townsend & Kent Inc
    Columbus, OH
  • 09/2022 → Present
    Massmutual Life Insurance Co.
    Dublin, OH
  • 09/2022 → Present
    Dublin, OH
Previous Registrations
Other Businesses

(1) Name: Robert M Fichter Inv Rel: Y Addr: At residential address Nature: Outside Insurance Position: Agent Start: 1/16/2018 No Hr/Mo: 10 No Hr/Mo Dur Trading: 8 Duties: Life, Disability, Long-term care & Fixed Annuities. (2) Name: Fichter Financial, LLC Inv Rel: Y Addr: At residential address Nature: LLC for Business Revenue Position: Owner Start Date: 08/17/2022 No. Hr/Mo: 0 No. Hr/Mo During Sec Trading: 0 Duties: LLC created for financial advisory practice. (3) NAME: LOOM CAPITAL, LLC INV REL: Y OR N ADD: 495 METRO PLACE SOUTH, STE 160, DUBLIN, OH 43017 NATURE: LLC FOR PASS THROUGH COMPENSATION POSITION: MEMBER START DATE: 11/18/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: ADMINISTRATIVE OVERSIGHT OF THE LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-02
S63 Uniform Securities Agent State Law Examination 2004-06-17
  • S65 Uniform Investment Adviser Law Examination
    2022-04-02
  • S63 Uniform Securities Agent State Law Examination
    2004-06-17
Other Names
  • Robert Michael Fitcher
  • Rob Fichter

View on SEC IAPD

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