Thomas Van Herndon

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-07-10

TN RA
APPROVED

Since 2025-07-10

Branch Locations

324 Spring Street, Dover, TN 37058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	Houston	TX	06/2012	07/2025
Lpl Financial Llc	Dover	TN	07/2025	Present

06/2012 → 07/2025

Next Financial Group Inc

Houston, TX
07/2025 → Present

Lpl Financial Llc

Dover, TN

Previous Registrations

2012-06-22 → 2025-07-10

Next Financial Group, Inc.

Houston, TX

Dover, TN
2008-05-07 → 2012-06-27

Woodbury Financial Services, Inc.

Dover, TN

College Grove, TN

Dover, TN
2007-02-14 → 2008-04-25

Edward Jones

Clarksville, TN

Other Businesses

1. 07/2025 - Herndon Financial Services - DBA for LPL Business (entity for LPL business) - Dover, TN - INV REL - Start Date 04/12/2010 - 120hrs/mth | 120 during trading 2. 07/2025 - Sto-N-Go Storage - Real Estate Rental - Dover, TN - INV REL - Start Date 10/30/2015 - 5hrs/mth | 2 during trading 3. 07/2025 - Stewart Co High School - Outside/W-2 Employment - Dover, TN - NOT INV REL - Start Date 08/08/2020 - 10hrs/mth | 0 during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-03
S63	Uniform Securities Agent State Law Examination	2004-06-17

S66 Uniform Combined State Law Examination

2007-02-03
S63 Uniform Securities Agent State Law Examination

2004-06-17

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews