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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-28
TX RA APPROVED 2022-09-27
  • CA RA
    APPROVED
    Since 2022-09-28
  • TX RA
    APPROVED
    Since 2022-09-27

Branch Locations

1255 Treat Blvd. Ste. 300, Walnut Creek, CA 94597 • United States

Lafayette, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. Walnut Creek CA 07/2014 09/2022
Cooper Mcmanus Walnut Creek CA 07/2014 02/2020
Omega Investment Management Walnut Creek CA 02/2017 12/2019
Securities America Advisors Walnut Creek CA 02/2020 09/2022
Cambridge Investment Research, Inc. Fairfield IA 09/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2022 Present
  • 07/2014 → 09/2022
    Securities America Inc.
    Walnut Creek, CA
  • 07/2014 → 02/2020
    Walnut Creek, CA
  • 02/2017 → 12/2019
    Omega Investment Management
    Walnut Creek, CA
  • 02/2020 → 09/2022
    Securities America Advisors
    Walnut Creek, CA
  • 09/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2022 → Present
    Fairfield, IA
Previous Registrations
  • 2020-02-11 → 2022-09-29
    Securities America Advisors, Inc.
    Walnut Creek, CA
  • 2014-07-11 → 2020-02-10
    Walnut Creek, CA
    Irvine, CA
  • 2017-04-07 → 2019-12-31
    Omega Investment Management
    Walnut Creek, CA
  • 2010-03-08 → 2014-08-08
    Walnut Creek, CA
    Walnut Creek, CA
  • 2009-06-01 → 2010-03-31
    Walnut Creek, CA
  • 2008-01-29 → 2009-06-01
    Walnut Creek, CA
Other Businesses

1) KATHY STEINBRECHER, 110 KINGFISHER BRENTWOOD CA, 01/2008, OWNER, PROPERTY RENTAL, NIR, 1 HR/MO 0 HR/MO TRADING 2) KATHY STEINBRECHER, 5040 BONWELL DR CONCORD CA, 03/1997, OWNER, PROPERTY RENTAL, NIR, 1 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING, 09/2022 4) KATHY STEINBRECHER, LAFAYETTE CA, 09/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 0 HR/MO 0 HR/MO TRADING 5) OMEGA INVESTMENT MANAGEMENT, LAFAYETTE CA, 09/2022, OWNER, BUSINESS ENTITY, INV REL, 160 HR/MO 120 HR/MO TRADING 6) ANIMAL COALITION GROUP, 1230 MONTICELLO RD LAFAYETTE CA 94549, 08/2023, PRESIDENT, NATURE COALITION, NIR, 5 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-22
S63 Uniform Securities Agent State Law Examination 2004-04-23
  • S66 Uniform Combined State Law Examination
    2008-01-22
  • S63 Uniform Securities Agent State Law Examination
    2004-04-23
Designations
Other Names
  • Kathy Mary Ladra
  • Kathleen L Steinbrecher
  • Kathleen Ladra Steinbrecher
  • Kathleen Mary Ladra
  • Kathleen M Ladra
  • Kathy L Steinbrecher

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