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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-28 |
| TX | RA | APPROVED | 2022-09-27 |
Branch Locations
1255 Treat Blvd. Ste. 300, Walnut Creek, CA 94597 • United States
Lafayette, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Walnut Creek | CA | 07/2014 | 09/2022 |
| Cooper Mcmanus | Walnut Creek | CA | 07/2014 | 02/2020 |
| Omega Investment Management | Walnut Creek | CA | 02/2017 | 12/2019 |
| Securities America Advisors | Walnut Creek | CA | 02/2020 | 09/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2022 | Present |
1) KATHY STEINBRECHER, 110 KINGFISHER BRENTWOOD CA, 01/2008, OWNER, PROPERTY RENTAL, NIR, 1 HR/MO 0 HR/MO TRADING 2) KATHY STEINBRECHER, 5040 BONWELL DR CONCORD CA, 03/1997, OWNER, PROPERTY RENTAL, NIR, 1 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING, 09/2022 4) KATHY STEINBRECHER, LAFAYETTE CA, 09/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 0 HR/MO 0 HR/MO TRADING 5) OMEGA INVESTMENT MANAGEMENT, LAFAYETTE CA, 09/2022, OWNER, BUSINESS ENTITY, INV REL, 160 HR/MO 120 HR/MO TRADING 6) ANIMAL COALITION GROUP, 1230 MONTICELLO RD LAFAYETTE CA 94549, 08/2023, PRESIDENT, NATURE COALITION, NIR, 5 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-23 |
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