Ciaran John Murphy

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-09-09

NC RA
APPROVED

Since 2021-09-09

Branch Locations

5425 Page Road Suite 220, Durham, NC 27703 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Charlotte	NC	12/2015	Present
Teachers Personal Investors Services, Inc.	Chicago	IL	12/2015	10/2016
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	11/2016	Present

12/2015 → Present

Tiaa

Charlotte, NC
12/2015 → 10/2016

Teachers Personal Investors Services, Inc.

Chicago, IL
11/2016 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC

Previous Registrations

2011-12-09 → 2015-12-01

Neuberger Berman Bd Llc

Chicago, IL
2004-04-15 → 2004-05-17

Sanderson & Stocker, Inc.

Ithaca, NY

Other Businesses

WENDOVER HEIGHTS HOA POSITION: board member NATURE: Oversight and maintenance of the homes and property at Wendover Heights with the hired property manager. 1 year volunteer term. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2026 ADDRESS: Home Address, Charlotte NC 28211, United States DESCRIPTION: meet monthly to review maintenance and improvements to the community.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-28
S65	Uniform Investment Adviser Law Examination	2004-03-10

S66 Uniform Combined State Law Examination

2008-08-28
S65 Uniform Investment Adviser Law Examination

2004-03-10

Other Names

Ciaran John Murphy
Ciaran J Murphy

View on SEC IAPD