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Chris Leader

J.P. Morgan Securities LLC

Chicago, IL

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-31
TX RA APPROVED 2024-07-31
  • IL RA
    APPROVED
    Since 2024-07-31
  • TX RA
    APPROVED
    Since 2024-07-31

Branch Locations

10 S Dearborn St, Floor 13, Chicago, IL 60603 • United States

277 Park Ave 2Nd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritrade, Inc. Bellevue NE 04/2004 12/2023
Charles Schwab & Co., Inc. Chicago IL 01/2022 06/2024
J.P. Morgan Securities Llc Chicago IL 06/2024 Present
Jpmorgan Chase Bank, N.A. Chicago IL 06/2024 Present
  • 04/2004 → 12/2023
    Ameritrade, Inc.
    Bellevue, NE
  • 01/2022 → 06/2024
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 06/2024 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 06/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-20
S63 Uniform Securities Agent State Law Examination 2004-12-28
  • S66 Uniform Combined State Law Examination
    2006-10-20
  • S63 Uniform Securities Agent State Law Examination
    2004-12-28
Other Names
  • Chris Leader
  • Christopher Allen Leader

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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