Cory Howard

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-02-13
CA	RA	APPROVED	2012-02-06

TX RA
APPROVED_RES

Since 2012-02-13
CA RA
APPROVED

Since 2012-02-06

Branch Locations

Bend, OR • United States

755 Sw Bonnett Way, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	01/2012	Present
Bank Of America, N.A.	Chandler	AZ	03/2012	Present

01/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
03/2012 → Present

Bank Of America, N.A.

Chandler, AZ

Previous Registrations

2011-08-12 → 2011-12-03

Delco Investment Advisors, Llc

Scottsdale, AZ
2009-10-29 → 2011-08-08

Charles Schwab & Co., Inc.

Phoenix, AZ

Phoenix, AZ
2008-04-17 → 2008-11-20

Morgan Stanley & Co. Llc

Eugene, OR

Other Businesses

I*2805292, Entity Type: , Name of OBA: C H TTEE C J C TTEE U/A DTD 06/02/2020 , Address: sisters, Oregon, 97759, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 09/02/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-12-14
S65	Uniform Investment Adviser Law Examination	2005-03-10

S63 Uniform Securities Agent State Law Examination

2009-12-14
S65 Uniform Investment Adviser Law Examination

2005-03-10

Other Names

Cory Howard
C Cory Howard

View on SEC IAPD