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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-06-18 |
| DC | RA | APPROVED | 2020-06-03 |
| TX | RA | APPROVED | 2020-05-22 |
Branch Locations
8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States
Leesburg, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Washington | DC | 01/2012 | 05/2020 |
| Rbc Capital Markets, Llc | Mclean | VA | 05/2020 | Present |
1)LIFEVANTAGE CORPORATION / NETWORK MARKETING/ 9815 S. MONROE STREET, SUITE 100 SANDY, UT 84070 / INDEPENDENT DISTRIBUTOR/ START DATE 6/17/2013 - / 15 HRS 2)Name: Life Vantage Address: 9815 S. Monroe Street Suite 100 Sandy UT 84070 Business Description: Network Marketing Company Business is not investment related Projected Start Date: 06/20/13 Capacity: Independent Contractor/Consultant Duties Performed: independent distributor of the nutrigenomics products offered by the company Devoted to this OBA per Month: Varies- 5- 7 Hours Hours Devoted to this OBA during business hours: 0 3) NAME OF ENTITY: Beautycounter LLC ADDRESS: Santa Monica CA INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Network Marketing Company - Clean and safe beauty/skin products CAPACITY: Independent Contractor/Consultant START DATE: 07.21.23 DUTIES: it is simply sharing with my friends and family who are looking for cleaner products for their skin. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: BNI Business Networking International ADDRESS: River Creek Country Club, 43800 Olympic Blvd, Leesburg, VA 20176 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: May 05, 2026 CAPACITY: Treasurer, Other DUTIES: Looking to fill the role of secretary/treasurer for the BNI Leesburg Leaders chapter. This is a business networking group. HOURS DEVOTED PER MONTH: 8 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 8
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-20 |
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