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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-25 |
| CA | RA | APPROVED | 2019-04-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2015 | 03/2019 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 03/2019 | Present |
SHOULDA BEEN THERE, LLC DBA KAI OLA SUSHI; NOT INV RELATED; ENCINITAS, CA; 100% OWNERSHIP; START: 03/01/2017; 2 HRS/MO; 0 DURING TRADING; PAYROLL. NO AND THEN LLC, NOT INV RELATED, LEUCADIA, CA, 100% OWNERSHIP, START 10/1/2022, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD RESTAURANT RUNNING PAYROLL, MEETINGS AND CALLS WITH MANAGEMENT. RENTAL PROPERTY, INV RELATED, CARLSBAD, CA, 100% OWNERSHIP, START 3/1/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. TBD, LLC DBA KAI OLA SUSHI, NOT INVT RELATED, CARLSBAD, CA, 100% OWNERSHIP, START DATE 4/7/2023, 3 HRS PER MONTH, 0 HRS DURING TRADING, RESTAURANT, PAYROLL APPROVAL AND GENERAL PLANNING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-09 |
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