Richard Mark Bass

Current Employers

Employment History

• 09/2009 → 11/2018
  Jhfn Sii
  Melville, NY
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Melville, NY

Previous Registrations

• 2020-03-23 → 2020-04-06
  Benchmark Advisory Services, Llc
  Delray Beach, FL
  San Diego, CA
• 2009-10-07 → 2017-12-31
  Signator Investors, Inc.
  Westbury, NY
  Mineola, NY
  Melville, NY
  Melville, NY
• 2006-09-06 → 2009-09-16
  Park Avenue Securities Llc
  Rego Park, NY
  Mineola, NY
  Rego Park, NY
  Rego Park, NY

Other Businesses

1. INSURANCE BROKER - RICHARD BASS POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2009 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Sales and service for fixed insurance business 2. SABER SOLUTIONS, LLC POSITION: Owner and President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 03/30/2018 ADDRESS: 14792 Quay Lane, Delray Beach FL 33446, United States DESCRIPTION: We receive assignments from plaintiff personal injury law firms to project future medical costs related to claims. Information is sent to nurses to complete the reports. Liase with clients and prospects. 3. FORTIS SETTLEMENT SOLUTIONS, INC. POSITION: Owner and President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2012 ADDRESS: 323 Willis Avenue, Mineola NY 11501, United States DESCRIPTION: We receive assignments from insurance companies to project out future medical costs related to workers' compensation claims. Information is sent to nurses to complete the reports. Liase with clients and prospects. 4. ARCADIA SETTLEMENTS GROUP POSITION: Structured Settlement Broker NATURE: Insurance Agency Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/12/2019 ADDRESS: 16208 Cabernet Drive, Delray Beach FL 33446, United States DESCRIPTION: Act as a structured settlement broker, presenting proposals to the clients, and informing Arcadia when quote is to be locked-in. Arcadia prepares the documents which I then forward to the claimant's attorney or the insurance company funding the annuity. Arcadia's name is on the actual insurance application. 5. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2009 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Investment Advisor Representative for Lighthouse Financial Network, LLC, an independent firm Osaic Wealth Inc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-26
• S63 Uniform Securities Agent State Law Examination
  2004-06-29

Designations