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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-08 |
| AK | RA | APPROVED | 2016-04-15 |
Branch Locations
21925 Judd Circle, Chugiak, AK 99567 • United States
188 W Northern Lights Blvd Suite 1300, Anchorage, AK 99503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Anchorage | AK | 08/2004 | Present |
| Nylife Securities Inc | Anchorage | AK | 10/2004 | Present |
| Rupp Financial | Anchorage | AK | 02/2016 | Present |
| Eagle Strategies Llc | Anchorage | AK | 04/2016 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKER; INVESTMENT RELATED; START DATE 12/2007] [RENTAL PROPERTY; HAVE PURCHASED A PLACE THAT THEY WILL RENT OUT TO PEOPLE; RECIVE RENTAL INCOME; COLLECT RENT AS WELL AS KEEP THE GROUNDS LOOKING NICE.] [OPERATING UNDER THE DBA NAME OF RUPP FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ANCHORAGE, AK; START DATE: 02/2016]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-18 |
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