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3501 E Evergreen Drive Ste A, Appleton, WI 54913 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APP_PEND_IARCE | 2026-01-01 |
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
3501 E Evergreen Drive Ste A, Appleton, WI 54913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Marquette | MI | 05/2012 | 12/2017 |
| Erts Wealth Advisors, Llc | Marquette | MI | 01/2018 | 11/2023 |
| Ameriprise Financial Services, Llc | Marquette | MI | 01/2024 | 02/2025 |
| Mcglone Suttner Wealth Management, Inc. | Appleton | WI | 02/2025 | Present |
Board of Directors; Tuccini; Joseph M; Secretary; 300 W. Baraga Ave., , Marquette, MI, 49855; Not Investment-Related; 02/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-08 |
| S66 | Uniform Combined State Law Examination | 2008-03-24 |
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