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Nicholas Lombardo

Commonwealth Financial Network

Chadds Ford, PA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-07
  • PA RA
    APPROVED
    Since 2026-06-07

Branch Locations

260 Kennett Pike, Chadds Ford, PA 19317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 05/2026 Present
State Of Delaware Dover DE 02/2025 04/2026
Unemployed Chadds Ford PA 10/2024 02/2025
Independence Wealth Services Chadds Ford PA 05/2026 Present
Dupont Capital Management Wilmington DE 06/2007 09/2023
Dravo Bay Llc Dba Blue Rock Financial Group Wilmington DE 01/2024 10/2024
Unemployed Chadds Ford PA 09/2023 01/2024
  • 05/2026 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 02/2025 → 04/2026
    State Of Delaware
    Dover, DE
  • 10/2024 → 02/2025
    Unemployed
    Chadds Ford, PA
  • 05/2026 → Present
    Independence Wealth Services
    Chadds Ford, PA
  • 06/2007 → 09/2023
    Dupont Capital Management
    Wilmington, DE
  • 01/2024 → 10/2024
    Dravo Bay Llc Dba Blue Rock Financial Group
    Wilmington, DE
  • 09/2023 → 01/2024
    Unemployed
    Chadds Ford, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-02-08
  • S63 Uniform Securities Agent State Law Examination
    2007-02-08
Designations
Other Names
  • Nicholas Steven Lombardo

View on SEC IAPD

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Other Offices

DT INVESTMENT PARTNERS, LLC · CHADDS FORD, PA
RBC CAPITAL MARKETS, LLC · CHADDS FORD, PA
KINGSVIEW WEALTH MANAGEMENT, LLC · West Chester, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Glen Mills, PA
OSAIC WEALTH, INC. · Glen Mills, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Chadds Ford, PA
CORECAP ADVISORS · Glen Mills, PA
SMITHBRIDGE ASSET MANAGEMENT, INC. · CHADDS FORD, PA

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