Jose Luis Martinez

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-01
MI	RA	APPROVED	2019-06-21

TX RA
APPROVED_RES

Since 2025-08-01
MI RA
APPROVED

Since 2019-06-21

Branch Locations

2820 Jefferson Ave., Midland, MI 48640 • United States

4467 Cascade Rd. Se, Ste 4490, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	10/2012	06/2019
Spc	Ann Arbor	MI	10/2012	06/2019
Lpl Financial, Llc	Grand Rapids	MI	06/2019	Present

10/2012 → 06/2019

Sigma Financial Corporation

Ann Arbor, MI
10/2012 → 06/2019

Spc

Ann Arbor, MI
06/2019 → Present

Lpl Financial, Llc

Grand Rapids, MI

Previous Registrations

2012-10-12 → 2019-06-21

Spc

Ann Arbor, MI

Grand Rapids, MI

Midland, MI

Midland, MI
2010-10-14 → 2012-10-03

Mrk Asset Management, Llc.

Grand Rapids, MI

Other Businesses

1 6/21/2019 - HALCYON FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/2012 - 200 Hours Per Month During Securities Trading - Time Spent 100%. 2. 6/21/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 1/1/12 - 10 Hours Per Month/2 Hours During Securities Trading - Time Spent 10% - Various Companies, will be re-appointed when cases come up.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-10-29
S65	Uniform Investment Adviser Law Examination	2010-09-27

S63 Uniform Securities Agent State Law Examination

2012-10-29
S65 Uniform Investment Adviser Law Examination

2010-09-27

Other Names

Joe Martinez
Joe Luis Martinez

View on SEC IAPD