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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-07-09
IA RA APPROVED 2024-06-07
  • OK RA
    APPROVED
    Since 2024-07-09
  • IA RA
    APPROVED
    Since 2024-06-07

Branch Locations

Kingsley, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plendl Feed Service, Inc. Kingsley IA 07/2000 01/2024
Thrivent Financial Appleton WI 10/2024 Present
Thrivent Financial Appleton WI 04/2024 10/2024
Thrivent Investment Management Inc Kingsley IA 01/2024 Present
  • 07/2000 → 01/2024
    Plendl Feed Service, Inc.
    Kingsley, IA
  • 10/2024 → Present
    Thrivent Financial
    Appleton, WI
  • 04/2024 → 10/2024
    Thrivent Financial
    Appleton, WI
  • 01/2024 → Present
    Kingsley, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-06
S63 Uniform Securities Agent State Law Examination 2000-02-01
  • S66 Uniform Combined State Law Examination
    2024-06-06
  • S63 Uniform Securities Agent State Law Examination
    2000-02-01

View on SEC IAPD

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