Mounir I Ghaly

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-25
WA	RA	APPROVED	2020-02-28
FL	RA	APPROVED	2019-02-25

TX RA
APPROVED_RES

Since 2024-04-25
WA RA
APPROVED

Since 2020-02-28
FL RA
APPROVED

Since 2019-02-25

Branch Locations

Clearwater, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Go Global 1	Palm Harbor	FL	10/2016	08/2017
Ameriprise Financial Services Inc	Long Beach	CA	05/2016	09/2016
Edward Jones	St.LOuis	MO	08/2017	12/2018
Lpl Financial Llc	Clearwater	FL	02/2019	Present

10/2016 → 08/2017

Go Global 1

Palm Harbor, FL
05/2016 → 09/2016

Ameriprise Financial Services Inc

Long Beach, CA
08/2017 → 12/2018

Edward Jones

St.LOuis, MO
02/2019 → Present

Lpl Financial Llc

Clearwater, FL

Previous Registrations

2017-11-17 → 2018-12-07

Edward Jones

Palm Harbor, FL

St Louis, MO

Palm Harbor, FL

Trinity, FL

St Pete Beach, FL

Other Businesses

1. 2/22/2019 - Sovereign, LLC - Not Investment Related - 1677 Sovereign Dr. Clearwater, FL 34684 - Other-Commission Software sales - 1 Hour Per Month - Time Spent 1% - Referral / Reseller.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-15
S63	Uniform Securities Agent State Law Examination	2004-06-04

S66 Uniform Combined State Law Examination

2016-08-15
S63 Uniform Securities Agent State Law Examination

2004-06-04

Other Names

Maurice Ghaly
Mounir I Ghaly
Mounir Ibrahim Ghaly

View on SEC IAPD