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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-06-01 |
| IL | RA | APPROVED | 2010-05-04 |
Branch Locations
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Chicago | IL | 05/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. *212145 - Ambension; Investment related - No; Bulacan, Philippines; Non-Profit; Founder (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 2; After business hours: 4; Business Development/Growth *659280 - Intenational Society of Filipinos in Finance and Accounting; Investment related: No; chicago, Illinois; Investment/Finance/Banking; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 2; After business hours: 3; Business Development/Growth:Fundraising:Labor/Service *569215- Philippine American Chamber of Commerce of Greate Chicago; Investment related: No; chicago, Illinois; Civic/Religious/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 2; After business hours: 0; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-23 |
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