Moreen Latchman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-16

CA RA
APPROVED

Since 2024-10-16

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

1899 Marina Blvd, San Leandro, CA 94577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	San Leandro	CA	10/2012	10/2024
Wells Fargo Clearing Services, Llc	Walnut Creek	CA	10/2024	Present

10/2012 → 10/2024

J.P. Morgan Securities Llc

San Leandro, CA
10/2024 → Present

Wells Fargo Clearing Services, Llc

Walnut Creek, CA

Previous Registrations

2012-10-01 → 2024-08-23

J.P. Morgan Securities Llc

San Leandro, CA

San Leandro, CA

San Lorenzo, CA

San Lorenzo, CA

San Leandro, CA

San Lorenzo, CA

San Leandro, CA
2011-07-21 → 2012-10-01

Chase Investment Services Corp.

San Leandro, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-19
S63	Uniform Securities Agent State Law Examination	2004-06-25

S66 Uniform Combined State Law Examination

2011-07-19
S63 Uniform Securities Agent State Law Examination

2004-06-25

Other Names

Moreen Sanjani Lata
Maureen Sanjani Jeet
Moreen Sanjani Jeet
Moreen Sanjani Latchman

View on SEC IAPD