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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Louisville | KY | 07/2016 | 09/2019 |
| Jp Morgan Securities, Llc | Louisville | KY | 07/2016 | 09/2019 |
| Morgan Stanley | Lousiville | KY | 09/2019 | 06/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2019 | 06/2021 |
| Wesbanco Securities Inc. | Frankfort | KY | 08/2021 | 06/2026 |
| Fifth Third Securities | Lexington | KY | 06/2026 | Present |
| Fifth Third Bank | Lexington | KY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-03 |
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