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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-29
  • NY RA
    APPROVED
    Since 2023-06-29

Branch Locations

Orchard Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 11/2013 Present
Bob O Link Golf Club Orchard Park NY 01/2012 Present
Aurora Action Sports, Ltd Aurora NY 02/2009 02/2019
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2012 → Present
    Bob O Link Golf Club
    Orchard Park, NY
  • 02/2009 → 02/2019
    Aurora Action Sports, Ltd
    Aurora, NY
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: NOVEMBER 2013 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: BOB-O-LINK GOLF CLUB, INC. INVESTMENT RELATED: NO ADDRESS: 4085 TRANSIT ROAD, ORCHARD PARK NY 14127 NATURE OF BUSINESS: GOLF & DRIVING RANGE START DATE: APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PRESIDENT OF BOARD OF DIRECTORS, GENERAL MANGER - WRITE ALL THE MARKETING PLANS FOR THE BUSINESS. 3. NAME OF OTHER BUSINESS: ORCHARD PARK COUNTRY CLUB, INC. ; INVESTMENT RELATED: NO; ADDRESS: 4777 S BUFFALO ST ORCHARD PARK, NY 14127 ; NATURE OF BUSINESS: NON PROFIT ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: SET POLICY AND CLUB DIRECTION, REVIEW CAPITAL PROJECTS, ADVISE GENERAL MANAGER ;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-06-03
  • S63 Uniform Securities Agent State Law Examination
    2004-06-03

View on SEC IAPD

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