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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2013 | Present |
| Bob O Link Golf Club | Orchard Park | NY | 01/2012 | Present |
| Aurora Action Sports, Ltd | Aurora | NY | 02/2009 | 02/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: NOVEMBER 2013 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: BOB-O-LINK GOLF CLUB, INC. INVESTMENT RELATED: NO ADDRESS: 4085 TRANSIT ROAD, ORCHARD PARK NY 14127 NATURE OF BUSINESS: GOLF & DRIVING RANGE START DATE: APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PRESIDENT OF BOARD OF DIRECTORS, GENERAL MANGER - WRITE ALL THE MARKETING PLANS FOR THE BUSINESS. 3. NAME OF OTHER BUSINESS: ORCHARD PARK COUNTRY CLUB, INC. ; INVESTMENT RELATED: NO; ADDRESS: 4777 S BUFFALO ST ORCHARD PARK, NY 14127 ; NATURE OF BUSINESS: NON PROFIT ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: SET POLICY AND CLUB DIRECTION, REVIEW CAPITAL PROJECTS, ADVISE GENERAL MANAGER ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-06-03 |
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