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Renee Kay Lavalli

Wells Fargo Clearing Services, LLC

Apple Valley, CA

Victorville, CA

Hesperia, CA

Victorville, CA

Pasadena, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-12
CA RA APPROVED 2014-04-28
  • TX RA
    APPROVED
    Since 2018-03-12
  • CA RA
    APPROVED
    Since 2014-04-28

Branch Locations

12121 Apple Valley Road, Apple Valley, CA 92308 • United States

15368 Roy Rogers Dr, Victorville, CA 92394 • United States

17442 Main St, Hesperia, CA 92345 • United States

12527 Hesperia Rd, Victorville, CA 92395 • United States

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Pasadena CA 04/2014 11/2016
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2014-05-02
    J.P. Morgan Securities Llc
    Apple Valley, CA
    Hesperia, CA
    Apple Valley,, CA
    Hesperia, CA
  • 2011-10-27 → 2012-10-01
    Chase Investment Services Corp.
    Apple Valley, CA
    Victorville, CA
    Victorville, CA
    Barstow, CA
    Hesperia, CA
    Apple Valley, CA
    Apple Valley,, CA
    Hesperia, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-19
S63 Uniform Securities Agent State Law Examination 2004-04-26
  • S66 Uniform Combined State Law Examination
    2011-10-19
  • S63 Uniform Securities Agent State Law Examination
    2004-04-26
Other Names
  • Renee Kay Ogle
  • Renee Lavalli
  • Renee K Lavalli

View on SEC IAPD

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