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Current Employers
Bgv Financial Advisors

201 S. Biscayne Blvd Suite 1130, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-01
  • FL RA
    APPROVED
    Since 2023-12-01

Branch Locations

201 S. Biscayne Blvd Suite 1130, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Miami FL 05/2015 09/2017
Insigneo Securities, Llc Miami FL 09/2017 01/2022
Bgv Securities Usa Miami FL 06/2022 Present
Unemployed Miami FL 02/2022 05/2022
Bgv Financial Advisors Miami FL 10/2022 Present
  • 05/2015 → 09/2017
    Self Employed
    Miami, FL
  • 09/2017 → 01/2022
    Insigneo Securities, Llc
    Miami, FL
  • 06/2022 → Present
    Bgv Securities Usa
    Miami, FL
  • 02/2022 → 05/2022
    Unemployed
    Miami, FL
  • 10/2022 → Present
    Miami, FL
Previous Registrations
Other Businesses

(1) GLS REAL ESTATE AS A REAL ESTATE LICENSED AGENT, APPROX. 1 HOUR PER MONTH., (2) COMPLIANCE OFFICER AT BGV FINANCIAL ADVISORS; AFFILIATED ADVISORY FIRM; ADDRESS: 201 S BISCAYNE BLVD SUITE 1130. MIAMI, FL 33131; NATURE OF BUSINESS: INVESTMENT ADVISER/ASSET MANAGEMENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-12
  • S66 Uniform Combined State Law Examination
    2018-09-12

View on SEC IAPD

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