Best Investors
Account
Sign in
Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
501 Corporate Centre Dr Ste 200, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc. | Franklin | TN | 09/2012 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2012 | 12/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 12/2020 |
| Troy Nunn | Franklin | TN | 12/2020 | 08/2025 |
| James Patton | Franklin | WI | 08/2024 | 08/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2025 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 5 ROGERS LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 07/10/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-24 |
Reach out to this advisor