Adam Ray Harvey

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-01-11
WA	RA	APPROVED	2004-05-06

TX RA
APPROVED_RES

Since 2008-01-11
WA RA
APPROVED

Since 2004-05-06

Branch Locations

Kirkland, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	03/2004	06/2020
Equitable Advisors, Llc	New York	NY	03/2004	Present

03/2004 → 06/2020

Axa Advisors, Llc

New York, NY
03/2004 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Harvey Capital Management LLC DBA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-05

S66 Uniform Combined State Law Examination

2004-05-05

Other Names

Adam R Harvey

View on SEC IAPD