Robert G Walker

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-08
WA	RA	APPROVED	2021-06-14

TX RA
APPROVED_RES

Since 2024-01-08
WA RA
APPROVED

Since 2021-06-14

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Seattle	WA	09/2014	06/2021
Cetera Advisor Networks Llc	El Segundo	CA	06/2021	06/2021
Lpl Financial Llc	Seattle	WA	06/2021	Present

09/2014 → 06/2021

Voya Financial Advisors

Seattle, WA
06/2021 → 06/2021

Cetera Advisor Networks Llc

El Segundo, CA
06/2021 → Present

Lpl Financial Llc

Seattle, WA

Previous Registrations

2021-06-09 → 2021-06-28

Cetera Wealth Services, Llc

Seattle, WA

Clackamas, OR
2008-02-08 → 2021-06-09

Voya Financial Advisors, Inc.

Clackamas, OR

Seattle, WA

Bellevue, WA

Seattle, WA

Windsor, CT
2004-06-02 → 2008-02-11

Equitable Advisors, Llc

Bellevue, WA

Bellevue, WA

Other Businesses

1) 8/2012 - DBA for LPL Business (entity for LPL business) - FOUR PILLARS WEALTH SERVICES - Investment Related - 100% - Seattle, WA 98122 2) 2008 - Non-Variable Insurance - Robert Walker - Investment Related - 5% - Seattle, WA 98122

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-07

S66 Uniform Combined State Law Examination

2004-05-07

Other Names

Robbie George Walker

View on SEC IAPD