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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-28
VA RA APPROVED 2020-04-28
  • TX RA
    APPROVED
    Since 2020-04-28
  • VA RA
    APPROVED
    Since 2020-04-28

Branch Locations

3460 W Clay St, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Richmond VA 09/2000 03/2020
Wells Fargo Advisors Financial Network, Llc Richmond VA 04/2020 Present
Previous Registrations
Other Businesses

RIVER ROAD UNITED METHODIST CHURCH; NOT INV RELATED; RICHMOND,VA; FINANCE COMMITTEE MEMBER; START DATE 1/21/2025; 1 HOURS PER MONTH; ZERO DURING TRADING; ATTENDING MEETINGS TO REVIEW FINANCES AND UPCOMING EXPENDITURES.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, POWHATAN, VA, START: 4/11/2018, LESS THAN 1 HR/MONTH, LESS THAN 1 HR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-23
  • S66 Uniform Combined State Law Examination
    2019-08-23
Other Names
  • Susan Ann Stewart
  • Ann S Bradshaw
  • Ann Stewart Bradshaw

View on SEC IAPD

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