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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2012-10-01 |
Branch Locations
3 North Ash, Omak, WA 98841 • United States
106 E. Chelan Street, Chelan, WA 98816 • United States
444 Valley Mall Parkway, East Wenatchee, WA 98802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | East Wenatchee | WA | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | East Wenatchee | WA | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-15 |
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