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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-24
CA RA APPROVED 2015-07-21
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • CA RA
    APPROVED
    Since 2015-07-21

Branch Locations

Roseville, CA • United States

1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Roseville CA 03/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-14
S63 Uniform Securities Agent State Law Examination 2006-07-22
  • S65 Uniform Investment Adviser Law Examination
    2015-07-14
  • S63 Uniform Securities Agent State Law Examination
    2006-07-22
Other Names
  • Kristy Lynn Womack

View on SEC IAPD

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