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Diane Free

Ubs Financial Services Inc.

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-10
  • CA RA
    APPROVED
    Since 2024-07-10

Branch Locations

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 04/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-09
S63 Uniform Securities Agent State Law Examination 2000-11-30
  • S65 Uniform Investment Adviser Law Examination
    2024-07-09
  • S63 Uniform Securities Agent State Law Examination
    2000-11-30
Other Names
  • Diane Dimatteo

View on SEC IAPD

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DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
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1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
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