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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-07-29 |
| TX | RA | APPROVED_RES | 2025-07-29 |
Branch Locations
2720 Dupont Commerce Ct Ste 100, Fort Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Fort Wayne | IN | 01/2013 | 12/2017 |
| App Financial Llc | Fort Wayne | IN | 01/2013 | 09/2023 |
| Sigma Planning Corporation | Ann Arbor | MI | 01/2018 | 07/2025 |
| Sigma Financial Corporation | Ann Arbor | MI | 01/2018 | 07/2025 |
| Cetera Advisors Llc | St Cloud | MN | 07/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2025 | Present |
| Asch Financial | Fort Wayne | IN | 10/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2005; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ASCH FINANCIAL LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA / TAX PLANNING PURPOSES; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: MANAGER; 3. NAME OF OTHER BUSINESS: ASCHLIMAN INVESTMENT TRADING LLC; INVESTMENT RELATED: NO; ADDRESS: FORT WAYNE, IN 46814; NATURE OF BUSINESS: SELF-DIRECTED IRA / PERSONAL TRADING; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: XXTIMEFROMOBAXX APX NUMBER OF HOURS DURING TRADING HOURS: XXTIMEFROMOBAXX BRIEF DESCRIPTION OF DUTIES: MANAGER;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-30 |
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