Jose Ramon Aragon

Current Employers

Petroglyph Wealth

Rio Rancho, NM • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2023-08-16

NM RA
APPROVED

Since 2023-08-16

Branch Locations

Rio Rancho, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pinebridge Investments	Managing Director	NY	11/2003	11/2022
Retired	Albuquerque	NM	11/2022	04/2023
Petroglyph Wealth Management Llc	Albuquerque	NM	04/2023	Present

11/2003 → 11/2022

Pinebridge Investments

Managing Director, NY
11/2022 → 04/2023

Retired

Albuquerque, NM
04/2023 → Present

Petroglyph Wealth Management Llc

Albuquerque, NM

Other Businesses

1. New Mexico Eviction Prevention & Diversion; Board Member; Not Investment Related; 3608 Ladera Dr. NW, #B208 Albuquerque NM 87120; NM Eviction Prevention reduces evictions, supports housing stability, advocates systemic reforms; : Oversee management.; Start date: 2023-12-13; Hours per month devoted to business during trading hours: 8; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Winter Torres; Website address for the organization: https://www.nmevictionprevention.com/.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-05-19
S63	Uniform Securities Agent State Law Examination	2004-03-26

S65 Uniform Investment Adviser Law Examination

2023-05-19
S63 Uniform Securities Agent State Law Examination

2004-03-26

Other Names

Jose Ramon Aragon

View on SEC IAPD