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Michael Brian Cross

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-03
NJ RA APPROVED 2017-05-02
  • TX RA
    APPROVED
    Since 2017-05-03
  • NJ RA
    APPROVED
    Since 2017-05-02

Branch Locations

1400 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Highland Park NJ 03/2015 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2017 Present
Bank Of America, N.A. Pennington NJ 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
S65 Uniform Investment Adviser Law Examination 2015-02-14
S63 Uniform Securities Agent State Law Examination 2010-07-01
  • S66 Uniform Combined State Law Examination
    2017-04-28
  • S65 Uniform Investment Adviser Law Examination
    2015-02-14
  • S63 Uniform Securities Agent State Law Examination
    2010-07-01
Other Names
  • Michael Brian Cross
  • Michael Cross

View on SEC IAPD

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