Carl Robert Morreale

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-05-01
TX	RA	APPROVED_RES	2025-05-01

IL RA
APPROVED

Since 2025-05-01
TX RA
APPROVED_RES

Since 2025-05-01

Branch Locations

Wheaton, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Grove Point Investments, Llc	Rockville	MD	02/2016	05/2025
Grove Point Advisors, Llc	Rockville	MD	04/2021	05/2025
Lpl Financial Llc	Wheaton	IL	05/2025	Present

02/2016 → 05/2025

Grove Point Investments, Llc

Rockville, MD
04/2021 → 05/2025

Grove Point Advisors, Llc

Rockville, MD
05/2025 → Present

Lpl Financial Llc

Wheaton, IL

Previous Registrations

2021-04-01 → 2025-05-01

Grove Point Advisors, Llc

Rockville, MD

Wheaton, IL

Rockville, MD

Wheaton, IL
2017-12-13 → 2021-04-01

Grove Point Investments, Llc

Rockville, MD

Wheaton, IL

Other Businesses

1- 05/2025 - Carl Morreale - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/09/2025 - 5 hours per month/ during trading 2- 05/2025 - Morreale Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/09/2025 - 160 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-31
S63	Uniform Securities Agent State Law Examination	2011-01-31

S65 Uniform Investment Adviser Law Examination

2017-03-31
S63 Uniform Securities Agent State Law Examination

2011-01-31

View on SEC IAPD