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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-30 |
| WI | RA | APPROVED | 2022-08-15 |
Branch Locations
833 E Michigan St, Milwaukee, WI 53202 • United States
39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States
Delafield, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N.A. | Shorewood | WI | 02/1992 | 11/2016 |
| Wells Fargo Advisors Llc | Shorewood | WI | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Shorewood | WI | 11/2016 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Milwaukee | WI | 05/2022 | Present |
I*2305266, Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D G W IRA FBO D G W, Address: Germantown, Wisconsin, 53022, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Power of Attorney/Immediate Family or Self I*2445274, Entity Type: Fiduciary role Name of OBA: D G W TTEE A H W DCSD TTEE UA07/24/1997 , Address: Germantwon, Wisconsin, 53022, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 01/12/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Trustee/Immediate Family or Self I*3162354 Entity Type: For ProfitName of OBA: D. G and A. H Family TrustAddress: Germantown, Wisconsin, 53022Investment Related: NoPosition, Title, Association: OtherEmployee Start Date: 12/01/2025Number of Hours: 10, YearlyNumber of Hours during trading: 0Duties: I will be a co trustee to operate the Family Trust - make decisions on properties etc just a decision maker - we have a full time management company that operates the rental properties in all ways. I*3263278 Entity Type: Fiduciary roleName of OBA: G. R. W.Address: Delafield, Wisconsin, 53018Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 04/20/2024Number of Hours: 1, YearlyNumber of Hours during trading: 0Duties: Co-Trustee/Siblings I*3852266 Entity Type: N/AName of OBA: MLPF& S CUST FPO G R W IRA FBO G R WAddress: Delafield, Wisconsin, 53018Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 02/01/2026Number of Hours: 5, YearlyNumber of Hours during trading: 0, YearlyDuties: Siblings I*4030265, Entity Type: , Name of OBA: MLPF& S CUST FBO D G DCSD IRA FBO G R W, Address: Delafield, Wisconsin, 53018, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/20/2026, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4105300, Entity Type: , Name of OBA: G R W, Address: Delafield, Wisconsin, 53018, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/20/2026, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-25 |
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