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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
WI RA APPROVED 2022-08-15
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • WI RA
    APPROVED
    Since 2022-08-15

Branch Locations

833 E Michigan St, Milwaukee, WI 53202 • United States

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Delafield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank N.A. Shorewood WI 02/1992 11/2016
Wells Fargo Advisors Llc Shorewood WI 01/2011 11/2016
Wells Fargo Clearing Services, Llc Shorewood WI 11/2016 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Milwaukee WI 05/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-06-06
    Milwaukee, WI
    St. Louis, MO
    Shorewood, WI
    Menomonee Falls, WI
    Milwaukee, WI
    Naperville, IL
    Waukesha, WI
    Omaha, NE
  • 2004-09-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Shorewood, WI
    Shorewood, WI
Other Businesses

I*2305266, Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO D G W IRA FBO D G W, Address: Germantown, Wisconsin, 53022, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Power of Attorney/Immediate Family or Self I*2445274, Entity Type: Fiduciary role Name of OBA: D G W TTEE A H W DCSD TTEE UA07/24/1997 , Address: Germantwon, Wisconsin, 53022, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 01/12/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Trustee/Immediate Family or Self I*3162354 Entity Type: For ProfitName of OBA: D. G and A. H Family TrustAddress: Germantown, Wisconsin, 53022Investment Related: NoPosition, Title, Association: OtherEmployee Start Date: 12/01/2025Number of Hours: 10, YearlyNumber of Hours during trading: 0Duties: I will be a co trustee to operate the Family Trust - make decisions on properties etc just a decision maker - we have a full time management company that operates the rental properties in all ways. I*3263278 Entity Type: Fiduciary roleName of OBA: G. R. W.Address: Delafield, Wisconsin, 53018Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 04/20/2024Number of Hours: 1, YearlyNumber of Hours during trading: 0Duties: Co-Trustee/Siblings I*3852266 Entity Type: N/AName of OBA: MLPF& S CUST FPO G R W IRA FBO G R WAddress: Delafield, Wisconsin, 53018Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 02/01/2026Number of Hours: 5, YearlyNumber of Hours during trading: 0, YearlyDuties: Siblings I*4030265, Entity Type: , Name of OBA: MLPF& S CUST FBO D G DCSD IRA FBO G R W, Address: Delafield, Wisconsin, 53018, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/20/2026, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4105300, Entity Type: , Name of OBA: G R W, Address: Delafield, Wisconsin, 53018, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/20/2026, No Hours: 4 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-25
  • S66 Uniform Combined State Law Examination
    2004-08-25
Other Names
  • Ruth A. Wilegus
  • Ruth A Dombek

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