Best Investors Account Sign in

David H. Cardiff

J.P. Morgan Securities LLC

Phoenix, AZ

Anthem,, AZ

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-10-03
  • AZ RA
    APPROVED
    Since 2023-10-03

Branch Locations

13602 N. 7Th St., Phoenix, AZ 85022 • United States

39516 N Daisy Mountain Dr, Anthem,, AZ 85086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Grants NM 05/1998 04/2023
Wells Fargo Clearing Services, Llc Farmington NM 01/2011 04/2023
J.P. Morgan Securities Llc Cave Creek AZ 09/2023 Present
Jpmorgan Chase Bank, N.A. Cave Creek AZ 09/2023 Present
Unemployed Glendale AZ 05/2023 08/2023
Previous Registrations
  • 2011-01-03 → 2023-04-19
    Wells Fargo Clearing Services, Llc
    El Paso, TX
    Grants, NM
    Farmington, NM
    Tucson, AZ
    Farmington, NM
    Albuquerque, NM
    Albuquerque, NM
    Glendale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Glendale, AZ
    Scottsdale, AZ
  • 2004-07-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Bullhead City, AZ
    Grants, NM
    Bullhead City, AZ
    Farmington, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-13
  • S66 Uniform Combined State Law Examination
    2004-07-13
Other Names
  • David H Cardiff
  • David Cardiff
  • David Hayden Cardiff

View on SEC IAPD

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor