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Christopher J Rieger

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-03
  • CA RA
    APPROVED
    Since 2024-12-03

Branch Locations

1100-1800 American Blvd Wealth Management Client Care, Pennington, NJ 08534 • United States

2505-2565 W Chandler Blvd Wealth Management Client Care, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Chandler AZ 09/2011 02/2022
Bank Of America, N.A. Chandler AZ 09/2011 02/2022
Financial Engines Advisors L.L.C. Santa Clara CA 02/2022 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2024 Present
  • 09/2011 → 02/2022
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Chandler, AZ
  • 09/2011 → 02/2022
    Bank Of America, N.A.
    Chandler, AZ
  • 02/2022 → 09/2024
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-06
S66 Uniform Combined State Law Examination 2011-11-01
  • S63 Uniform Securities Agent State Law Examination
    2024-12-06
  • S66 Uniform Combined State Law Examination
    2011-11-01

View on SEC IAPD

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