Christine B Tang

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2022-09-21

CA RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2022-09-21

Branch Locations

24 Greenway Plz # 1895, Houston, TX 77046 • United States

Missouri City, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities	San Diego	CA	07/2004	04/2018
Ifs Securities	Atlanta	GA	05/2018	09/2019
Ifs Advisory	Atlanta	GA	05/2018	09/2019
Cantella & Co., Inc.	Malden	MA	09/2019	09/2022
Lpl Financial Llc	Costa Mesa	CA	09/2022	Present

07/2004 → 04/2018

First Allied Securities

San Diego, CA
05/2018 → 09/2019

Ifs Securities

Atlanta, GA
05/2018 → 09/2019

Ifs Advisory

Atlanta, GA
09/2019 → 09/2022

Cantella & Co., Inc.

Malden, MA
09/2022 → Present

Lpl Financial Llc

Costa Mesa, CA

Previous Registrations

2019-09-05 → 2022-09-23

Cantella & Co., Inc.

Costa Mesa, CA

Malden, MA

Costa Mesa, CA
2018-05-25 → 2019-09-09

Sb Advisory, Llc

Costa Mesa, CA

Atlanta, GA
2012-07-02 → 2018-05-29

First Allied Advisory Services, Inc.

Orange, CA

Costa Mesa, CA
2004-11-24 → 2012-07-02

First Allied Securities, Inc.

Tustin, CA

Costa Mesa, CA

Tustin, CA

Irvine, CA

Other Businesses

1) 9/2022- Modern Wealth Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Costa Mesa, Ca 2) 9/2022 - Christine Tang- DBA for LPL Business (entity for LPL business)- Agent selling Life and LTC- inv. related- Costa Mesa, CA- start date 8/30/22- 10hrs/mth 3) 9/2022- Real Estate Rental- owner- inv. related - 1244 E Sedona Drive, Orange, CA 92866- start date 8/29/2022- 2hrs/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-21

S66 Uniform Combined State Law Examination

2004-04-21

Designations

Other Names

Christine Bao-Chau Tang
Tang B Christine

View on SEC IAPD