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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-03 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
5000 Plaza On The Lake Suite 100, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 05/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | 05/2017 |
| Jp Morgan Securities Llc | Austin | TX | 05/2017 | 10/2023 |
| Frost Brokerage Services, Inc | Austin | TX | 11/2023 | 06/2025 |
| Frost Bank | Austin | TX | 11/2023 | 06/2025 |
| Sigma Financial Corporation | Ann Arbor | MI | 09/2025 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 09/2025 | Present |
1. DBA - The Wealth and Giving Advisory, Austin, TX. Name used for financial practice with Sigma Financial Corporation and advisory services through Sigma Planning Corp. Start date: 10/6/25, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y 2. Co-own, with spouse, a residential rental property in Austin, TX and receive rental income. Start date: 10/6/25, approx. 1 hr/mo. INV REL: N 3. Board member - The Rise School of Austin, Austin, TX. Currently serving on the Development Committee. Appointed to the board in May 2024. Approx. 2 hrs/mo. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-07 |
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